AI Reviewer Template: ASIC Financial Content Reviewer
Designed for Australian financial services providers and Australian Financial Services Licence (AFSL) holders. This reviewer evaluates marketing materials, product disclosures, and customer communications against ASIC regulatory requirements including the Corporations Act 2001, National Consumer Credit Protection Act 2009, and relevant regulatory guides. It checks for misleading or deceptive conduct risks, adequate disclosure, and compliance with specific product-related obligations. The reviewer also evaluates content against ASIC Regulatory Guide 234 (Advertising financial products and services) and checks that financial product advertising is not misleading, includes required warnings, and presents balanced information. This is critical for firms in ASIC's enforcement focus areas including design and distribution obligations, greenwashing claims, and crypto-asset communications.
Evaluation Criteria
This template evaluates content across 5 weighted dimensions. Each criterion is scored and weighted to produce an overall quality score.
| Criterion | Priority |
|---|---|
| Misleading Conduct Prevention | High |
| Disclosure Adequacy | High |
| RG 234 Compliance | Medium |
| + 2 more criteria with configured weights | |
Full criteria with exact weights and scoring descriptions available in TeamBench.
Get Full Template →How It Reviews Content
Review this financial product advertisement for ASIC compliance. Check for misleading conduct risks, required disclosure...
Full review prompt and system configuration available in TeamBench
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Frequently Asked Questions
Does this cover design and distribution obligations?
Yes. The reviewer checks that communications align with the product Target Market Determination and do not promote the product outside its intended target market, as required by the design and distribution obligations.
Can this check for greenwashing risks?
Yes. Upload ASIC guidance on sustainability-related claims as a knowledge base, and the reviewer will flag potentially misleading environmental, social, or governance claims in financial product communications.
Which types of financial products does this cover?
The reviewer supports all ASIC-regulated products including managed funds, insurance, superannuation, credit products, and securities. Customise the knowledge base for your specific product type.
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Last updated: February 2026